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Gary Granik is one of seven corporate partners with principal responsibility for the ongoing representation of nearly 800 mutual funds, closed-end funds, ETFs or business development companies (or their independent board members), as well as investment advisers, industry service providers and unregistered pooled investment vehicles. Our clients represent nearly $1 trillion in assets under management (approximately 7% of U.S. investment company assets).
Mr. Granik's practice focuses on investment adviser and investment company regulation. He has acted as both fund counsel and underwriters' counsel in numerous closed-end and mutual fund products on behalf of leading institutional clients, with particular emphasis on both registered and private alternative investment products. Mr. Granik also regularly advises private investment vehicles and their managers on investment management and other corporate law issues.
He represents several domestic and international institutional money managers and has extensive experience in counseling non-U.S. advisers seeking access to the U.S. market. His work has included counseling funds and asset managers on regulatory compliance matters, the development of structured finance products and derivative instruments utilizing investment company vehicles, and the negotiation of numerous private placements for acquisition by investment companies. Mr. Granik is listed in Chambers USA: America's Leading Lawyers for Business..
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- Member, American Bar Association
- Member, New York State Bar Association
- Member, The Association of the Bar of the City of New York
- Member, Committee on Investment Management Regulation
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- Co-author, "Unibanco After Dodd-Frank: The Extraterritorial Reach of the Investment Advisers Act," The Investment Lawyer, February 2013
- Co-author, "The 'Restoring American Financial Stability Act of 2010': Implications for Banks, Hedge Funds and Private Equity Funds," Stroock Special Bulletin, May 24, 2010
- Co-author, "SEC Approves Money Market Fund Reform Rules," Stroock Special Bulletin, May 2010
- Co-author, "SEC Adopts Amendments to the Custody Rule," Stroock Special Bulletin, January 2010
- Co-author, "President Obama Proposes Legislation to Require SEC Registration of Private Fund Managers," Stroock Special Bulletin, July 20, 2009
- Co-author, "President Obama Announces Plan to Require Private Fund Managers to Register with SEC," Stroock Special Bulletin, June 26, 2009
- Co-author, "Senators Introduce Hedge Fund Transparency Act," Stroock Special Bulletin, February 3, 2009
- Co-author, "Electronic Filing of New Form D," Stroock Special Bulletin," January 2009
- Co-author, "D.C. Circuit Vacates SEC’s Hedge Fund Rule," Derivatives: Financial Products Report, November 2006
- Co-author, "D.C. Circuit Vacates SEC’s Hedge Fund Rule," Stroock Special Bulletin, July 10, 2006
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| New York, 1978 | | |
U.S. District Courts, Southern District of New York; U.S. District Court, Eastern District of New York; Appellate Division (First Judicial Department); Supreme Court of the State of New York; U.S. Supreme Court |
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| J.D., Columbia Law School, 1977; James Kent Scholar, 1975-76 |
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| A.B., summa cum laude, Dartmouth College, 1974; Phi Beta Kappa |
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